Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Bogel Hubbard | 803139 | 1 | 05/04/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Wayne Elizondo | 1338331 | 1 | 05/02/2005 | Customer Dispute | Withdrawn | $9,936.00 | $0.00 | See FINRA Report |
| Scott Andrew Befort | 1077883 | 1 | 04/27/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kenneth Paul Cerruto | 862984 | 4 | 04/25/2005 | Customer Dispute | Withdrawn | $175,000.00 | $0.00 | See FINRA Report |
| Paul Kim | 4219593 | 3 | 04/22/2005 | Customer Dispute | Withdrawn | $25,988.00 | $0.00 | See FINRA Report |
| Stanley John Chronowski | 2398750 | 4 | 04/22/2005 | Customer Dispute | Withdrawn | $172,666.00 | $0.00 | See FINRA Report |
| Anthony William Frigoletto | 2902070 | 3 | 04/21/2005 | Customer Dispute | Withdrawn | $20,934.00 | $0.00 | See FINRA Report |
| Theodore David Beckman | 2422737 | 6 | 04/20/2005 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Scott Kingsley Swift | 722124 | 4 | 04/14/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Thompson | 2423551 | 4 | 04/14/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |