Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Thomas Caffery | 1174735 | 7 | 06/27/2005 | Customer Dispute | Withdrawn | $22,460.00 | $0.00 | See FINRA Report |
| Cornelius Gavin Strakosh | 833781 | 2 | 06/27/2005 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Ward Douglas McGee | 327556 | 3 | 06/24/2005 | Customer Dispute | Withdrawn | $77,000.00 | $0.00 | See FINRA Report |
| Michael Adolph Jullie | 1076552 | 1 | 06/23/2005 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Ronald Charles Marks | 1694267 | 1 | 06/07/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Richard Azzara | 2540104 | 1 | 06/07/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Marco David Fontani | 2898441 | 7 | 05/26/2005 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Camillo Joseph D'Angelo | 2661613 | 1 | 05/23/2005 | Customer Dispute | Withdrawn | $10,094.00 | $0.00 | See FINRA Report |
| Patrick Mark House | 1388528 | 1 | 05/13/2005 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Gary Neil Kornbluh | 1510228 | 8 | 05/05/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |