Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Amberg O'Connor | 4547056 | 1 | 09/14/2005 | Customer Dispute | Withdrawn | $10,415.00 | $0.00 | See FINRA Report |
| Michael Reed Hall | 234229 | 4 | 09/12/2005 | Customer Dispute | Withdrawn | $6,291.90 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 08/26/2005 | Customer Dispute | Withdrawn | $14,307.70 | $0.00 | See FINRA Report |
| Thomas Venute Christopher | 3032812 | 5 | 08/17/2005 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Claudia S Munoz | 2035977 | 2 | 08/10/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Juan Escobio | 703813 | 11 | 08/01/2005 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Fraser Lawrence Allport | 1242844 | 6 | 07/20/2005 | Customer Dispute | Withdrawn | $65,091.00 | $0.00 | See FINRA Report |
| Charles Dewitt Baker | 715764 | 2 | 07/12/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Patricia Dodd Graham | 1103322 | 2 | 07/05/2005 | Customer Dispute | Withdrawn | $8,092.26 | $0.00 | See FINRA Report |
| Fraser Lawrence Allport | 1242844 | 6 | 06/30/2005 | Customer Dispute | Withdrawn | $1,620,510.00 | $0.00 | See FINRA Report |