Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marsha Ann Kemppainen | 1245476 | 4 | 11/22/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Harrison | 2105496 | 1 | 11/10/2005 | Customer Dispute | Withdrawn | $117,000.00 | $0.00 | See FINRA Report |
| W Eric Gleason | 2352398 | 2 | 11/03/2005 | Customer Dispute | Withdrawn | $17,161.00 | $0.00 | See FINRA Report |
| Michael John Zahn | 855393 | 3 | 10/28/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Priscilla Bellows | 1617429 | 2 | 10/26/2005 | Customer Dispute | Withdrawn | $37,451.00 | $0.00 | See FINRA Report |
| John Richard Sanborn | 2536781 | 4 | 10/21/2005 | Customer Dispute | Withdrawn | $50,328.40 | $0.00 | See FINRA Report |
| Charles Walter Collins | 1666311 | 2 | 10/17/2005 | Customer Dispute | Withdrawn | $101,000.00 | $0.00 | See FINRA Report |
| Robert Keith Aufhauser | 1073318 | 8 | 10/13/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Garrett Mandala | 2509012 | 2 | 09/30/2005 | Customer Dispute | Withdrawn | $21,600.00 | $0.00 | See FINRA Report |
| Fiona Welles | 1568738 | 4 | 09/23/2005 | Customer Dispute | Withdrawn | $5,001.00 | $0.00 | See FINRA Report |