Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Leal | 1809613 | 1 | 01/10/2006 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Jose Julio Gonzalez | 2586563 | 1 | 01/07/2006 | Customer Dispute | Withdrawn | $104,000.00 | $0.00 | See FINRA Report |
| James Lewis Wilson | 1370462 | 4 | 01/04/2006 | Customer Dispute | Withdrawn | $48,000.00 | $0.00 | See FINRA Report |
| Brian Keith Payne | 2170064 | 1 | 12/29/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Carlos Joseph Zilveti | 1281323 | 6 | 12/22/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Adalberto Ricardo Maulini | 1990405 | 5 | 12/20/2005 | Customer Dispute | Withdrawn | $8,914.00 | $0.00 | See FINRA Report |
| Joseph Paul Ganun | 2358305 | 4 | 12/12/2005 | Customer Dispute | Withdrawn | $8,500.00 | $0.00 | See FINRA Report |
| Eric Sean Kaplan | 2945918 | 2 | 12/12/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory Anton Huck | 2161832 | 2 | 12/06/2005 | Customer Dispute | Withdrawn | $181,000.00 | $0.00 | See FINRA Report |
| Craig Daniel Lucas | 1649236 | 6 | 11/30/2005 | Customer Dispute | Withdrawn | $278,276.00 | $0.00 | See FINRA Report |