Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Taranto Schiffer | 1629293 | 2 | 03/10/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Kelvin William Gold | 223810 | 14 | 03/09/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Larry MacK Waldrop | 1696302 | 2 | 03/03/2006 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 02/28/2006 | Customer Dispute | Withdrawn | $5,017.00 | $0.00 | See FINRA Report |
| Kenneth Michael Helman | 3114948 | 2 | 02/21/2006 | Customer Dispute | Withdrawn | $7,500.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 02/17/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Katherine Bartlett Kennedy | 4189155 | 1 | 02/10/2006 | Customer Dispute | Withdrawn | $11,061.50 | $0.00 | See FINRA Report |
| Merri Katherine Baillargeon | 2671428 | 1 | 02/01/2006 | Customer Dispute | Withdrawn | $5,616.00 | $0.00 | See FINRA Report |
| David Kennedy Odell | 1658296 | 2 | 01/29/2006 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Bishara A Bahbah | 4395682 | 1 | 01/12/2006 | Customer Dispute | Withdrawn | $105,749.00 | $0.00 | See FINRA Report |