Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Hamblen | 1880743 | 2 | 04/27/2006 | Customer Dispute | Withdrawn | $50,137.00 | $0.00 | See FINRA Report |
| Todd Michael Stepniewski | 1359838 | 4 | 04/10/2006 | Customer Dispute | Withdrawn | $13,783.00 | $0.00 | See FINRA Report |
| Stephen Mark Stackhouse | 2733437 | 1 | 04/04/2006 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Kevin Wayne Smith | 1570307 | 1 | 04/03/2006 | Customer Dispute | Withdrawn | $50,382.20 | $0.00 | See FINRA Report |
| Thomas Lowell | 1031242 | 2 | 04/02/2006 | Customer Dispute | Withdrawn | $1,700,000.00 | $0.00 | See FINRA Report |
| Kevin Kimball Meadows | 2878889 | 11 | 03/28/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Samuel Abraham Epstein | 1391588 | 5 | 03/21/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Susan Yenson Nguyen | 2269545 | 1 | 03/21/2006 | Customer Dispute | Withdrawn | $8,503.40 | $0.00 | See FINRA Report |
| Jose Eduard Crescioni | 3032431 | 19 | 03/20/2006 | Customer Dispute | Withdrawn | $6,981.00 | $0.00 | See FINRA Report |
| Joseph Anthony Degonge | 2654371 | 2 | 03/14/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |