Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Pat Boone | 2244859 | 1 | 08/27/2006 | Customer Dispute | Withdrawn | $46,830.00 | $0.00 | See FINRA Report |
| Samuel Albert Annitto | 822704 | 5 | 08/16/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Bruce Holz | 2488092 | 5 | 08/07/2006 | Customer Dispute | Withdrawn | $7,593.00 | $0.00 | See FINRA Report |
| Stephen Michael Ashe | 4394214 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert P Morse | 4156171 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bert R Haspel | 1373394 | 2 | 08/02/2006 | Customer Dispute | Withdrawn | $9,518.76 | $0.00 | See FINRA Report |
| Douglas Spencer Murphy | 2331098 | 2 | 07/14/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Ricardo Eduardo Harmsen | 2011149 | 2 | 07/12/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Richard Herman Wurz | 1359042 | 12 | 07/06/2006 | Customer Dispute | Withdrawn | $118,851.00 | $0.00 | See FINRA Report |
| Glenn Pearson Lyons | 4661216 | 1 | 07/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |