Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Fernandez | 2903983 | 9 | 11/15/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 11/15/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/14/2006 | Customer Dispute | Withdrawn | $13,373.00 | $0.00 | See FINRA Report |
| Nathan Scott Sanders | 2944988 | 2 | 10/05/2006 | Customer Dispute | Withdrawn | $15,700.00 | $0.00 | See FINRA Report |
| Joe Edward Poe | 1650897 | 8 | 10/05/2006 | Customer Dispute | Withdrawn | $19,000.00 | $0.00 | See FINRA Report |
| Steven Louis Delsesto | 1228938 | 1 | 09/20/2006 | Customer Dispute | Withdrawn | $181,228.00 | $0.00 | See FINRA Report |
| Fernando Diego Perez | 2264570 | 2 | 09/18/2006 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |
| Jennifer Kay Gist | 2859587 | 3 | 09/11/2006 | Customer Dispute | Withdrawn | $32,750.00 | $0.00 | See FINRA Report |
| Freddy Jose Martinez | 1726400 | 1 | 09/08/2006 | Customer Dispute | Withdrawn | $4,000.00 | $0.00 | See FINRA Report |
| Anthony Diaz | 4131948 | 62 | 08/28/2006 | Customer Dispute | Withdrawn | $10,678.00 | $0.00 | See FINRA Report |