Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valerie A Cameron | 1294049 | 1 | 01/31/2007 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| James P Olivo | 4053774 | 1 | 01/29/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jay I Weintraub | 1008357 | 3 | 01/25/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| William Phillip Farrell | 2385827 | 1 | 01/24/2007 | Customer Dispute | Withdrawn | $5,001.00 | $0.00 | See FINRA Report |
| Brian Alexander George | 2525268 | 9 | 01/22/2007 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Earl Eugene Newsome | 2436856 | 2 | 12/28/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Oscar Tapia | 4203435 | 1 | 12/21/2006 | Customer Dispute | Withdrawn | $6,558.63 | $0.00 | See FINRA Report |
| Steven David Hotovec | 2250236 | 6 | 12/04/2006 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
| David Octavio Spinar | 2789529 | 2 | 11/22/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shane Joseph Haag | 2363899 | 2 | 11/22/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |