Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kara Ann Dowers | 2618997 | 1 | 06/21/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shelley Bergman | 1253691 | 5 | 06/21/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shelley Bergman | 1253691 | 5 | 06/21/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Levin | 1197388 | 7 | 06/07/2007 | Customer Dispute | Withdrawn | $37,000.00 | $0.00 | See FINRA Report |
| Robert Graham Collier | 1258919 | 4 | 06/06/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Clay Harrison Evans | 2981775 | 2 | 06/04/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 05/30/2007 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Sean McDonald Carroll | 2378189 | 1 | 05/15/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Samir Hasan Twair | 1733884 | 2 | 05/03/2007 | Customer Dispute | Withdrawn | $7,876.00 | $0.00 | See FINRA Report |
| John Robert Lokar | 1083795 | 2 | 04/20/2007 | Customer Dispute | Withdrawn | $36,000.00 | $0.00 | See FINRA Report |