Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Michael Alexander | 2786 | 2 | 08/27/2007 | Customer Dispute | Withdrawn | $28,777.60 | $0.00 | See FINRA Report |
| Michael William McLaughlin | 2754599 | 2 | 08/22/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 08/22/2007 | Customer Dispute | Withdrawn | $7,750.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 08/20/2007 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Michael Banayan | 2934389 | 3 | 08/16/2007 | Customer Dispute | Withdrawn | $23,000.00 | $0.00 | See FINRA Report |
| John Arlan Woods | 2940120 | 1 | 08/14/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Sharp | 4341733 | 3 | 08/14/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| James Spiro Karageorge | 2278979 | 1 | 08/13/2007 | Customer Dispute | Withdrawn | $8,309.88 | $0.00 | See FINRA Report |
| Rhona Ellen Vogel | 4436910 | 1 | 08/10/2007 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Shannon Michelle Zur | 4625360 | 1 | 08/10/2007 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |