Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Konstantin Richard Danias | 2128548 | 2 | 01/22/2008 | Customer Dispute | Withdrawn | $7,400.00 | $0.00 | See FINRA Report |
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 01/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Clifford Danner | 3139479 | 1 | 01/14/2008 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Scott Patrick | 1751798 | 2 | 12/31/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Arthur Gerde | 1437689 | 3 | 12/20/2007 | Customer Dispute | Withdrawn | $7,500.00 | $0.00 | See FINRA Report |
| John Scott Jordan | 4128383 | 3 | 12/18/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Veronica Louise Bustamante | 2049318 | 2 | 12/18/2007 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 12/11/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Douglas James Canna | 2441883 | 1 | 12/03/2007 | Customer Dispute | Withdrawn | $6,300.00 | $0.00 | See FINRA Report |
| Louis Francis Mosca | 1238910 | 1 | 12/03/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |