Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vicki L Collins | 2698389 | 2 | 02/15/2008 | Customer Dispute | Withdrawn | $72,800.20 | $0.00 | See FINRA Report |
| David Larkin George | 1908703 | 4 | 02/15/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Smith | 2287309 | 6 | 02/14/2008 | Customer Dispute | Withdrawn | $18,300.00 | $0.00 | See FINRA Report |
| Christopher Stephen Brown | 871921 | 3 | 02/13/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Craig O'Neil | 2614502 | 1 | 02/11/2008 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| David Larkin George | 1908703 | 4 | 02/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gary Carl Hundrup | 4907201 | 1 | 02/07/2008 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 02/05/2008 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Nikos G Antivachis | 4563805 | 1 | 02/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Eric Murray Hersh | 2108913 | 3 | 01/23/2008 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |