Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Budas | 2716783 | 1 | 03/25/2008 | Customer Dispute | Withdrawn | $376,000.00 | $0.00 | See FINRA Report |
| Thomas A McMullen | 1881082 | 5 | 03/17/2008 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Piet Aldrich | 4652843 | 2 | 03/17/2008 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Gregory D Bootsma | 1575289 | 1 | 03/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Holland | 1404167 | 2 | 03/12/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Graham Newell | 2696211 | 2 | 03/12/2008 | Customer Dispute | Withdrawn | $10,535.00 | $0.00 | See FINRA Report |
| Michael Patrick Hennigan | 1780153 | 1 | 03/12/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Raymond Edward Powers | 2786076 | 1 | 02/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Danielle Lynn Ambrose | 2526484 | 1 | 02/20/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Diane Amy Hirschhorn | 2931498 | 1 | 02/20/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |