Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Brent Stovall | 3172014 | 2 | 04/18/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Colgan Dyer | 2917796 | 2 | 04/14/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Standifer Elfers | 712251 | 3 | 04/08/2008 | Customer Dispute | Withdrawn | $29,000.00 | $0.00 | See FINRA Report |
| Clay Richard Stoll | 1065540 | 3 | 04/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Vincent Rico Cione | 4479328 | 1 | 04/05/2008 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Geoffrey Townsend Michael | 1834952 | 6 | 03/30/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Donald Marano | 1845863 | 3 | 03/28/2008 | Customer Dispute | Withdrawn | $16,154.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 14 | 03/28/2008 | Customer Dispute | Withdrawn | $40,329.10 | $0.00 | See FINRA Report |
| Joshua C Centre | 4171702 | 1 | 03/26/2008 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| David Jay Young | 1600043 | 5 | 03/26/2008 | Customer Dispute | Withdrawn | $80,000.00 | $0.00 | See FINRA Report |