Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Marvin Arnold | 1448707 | 1 | 05/13/2008 | Customer Dispute | Withdrawn | $91,400.00 | $0.00 | See FINRA Report |
| Phillip Ralph Cox | 55898 | 7 | 05/10/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Buckman | 2130186 | 2 | 05/02/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Piety Catron | 2123353 | 6 | 04/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bradley John Sarkauskas | 2746721 | 2 | 04/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Irma Lincoln Hampton | 1327137 | 2 | 04/28/2008 | Customer Dispute | Withdrawn | $1,000.00 | $0.00 | See FINRA Report |
| Caleb Aaron Lowman | 4623844 | 1 | 04/24/2008 | Customer Dispute | Withdrawn | $73,273.20 | $0.00 | See FINRA Report |
| Nicholas Alfred Maurillo | 1099047 | 3 | 04/24/2008 | Customer Dispute | Withdrawn | $73,273.20 | $0.00 | See FINRA Report |
| Bonnie Williams Hollings | 1254806 | 2 | 04/21/2008 | Customer Dispute | Withdrawn | $5,791.42 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 04/18/2008 | Customer Dispute | Withdrawn | $133,500.00 | $0.00 | See FINRA Report |