Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Edward Frazier | 2979461 | 1 | 07/07/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Lee Petersen | 2273257 | 2 | 07/01/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Michael Robert Mathioudakis | 1693094 | 4 | 06/25/2008 | Customer Dispute | Withdrawn | $253,000.00 | $0.00 | See FINRA Report |
| Bradley Eric Graber | 2740459 | 1 | 06/25/2008 | Customer Dispute | Withdrawn | $253,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 06/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ira Marc Shapiro | 2186029 | 1 | 06/12/2008 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Bimal Kishore Shah | 2685812 | 9 | 06/12/2008 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Mitesh Shere | 2278130 | 15 | 06/11/2008 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Alan Keith Mooney | 1098451 | 1 | 06/02/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Frederick Reitnouer | 1796658 | 1 | 05/21/2008 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |