Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith U Heritage | 5231172 | 2 | 08/21/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Sullivan | 1047426 | 1 | 08/18/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory James Weigand | 2245415 | 2 | 08/14/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Miller | 1406287 | 3 | 08/07/2008 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 08/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Harmer | 724175 | 8 | 07/28/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $19,205.00 | $0.00 | See FINRA Report |
| Denise Rachelle Allen | 4222022 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Darryl Allen Wika | 1021420 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $194,102.00 | $0.00 | See FINRA Report |
| Stephen Thomas Whitfield | 1827975 | 3 | 07/19/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |