Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Ruffner | 2080188 | 2 | 10/02/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Arthur Brewer | 854802 | 1 | 10/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Marra | 2038950 | 2 | 10/01/2008 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See FINRA Report |
| Warren Edward MacH | 818756 | 3 | 10/01/2008 | Customer Dispute | Withdrawn | $32,000.00 | $0.00 | See FINRA Report |
| Greg H Miller | 4628226 | 5 | 10/01/2008 | Customer Dispute | Withdrawn | $8,643.00 | $0.00 | See FINRA Report |
| Raymond Lewis Armstrong | 1042063 | 11 | 09/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Earl Dickman | 1424229 | 1 | 09/28/2008 | Customer Dispute | Withdrawn | $8,355.00 | $0.00 | See FINRA Report |
| Robert Ellsworth McMann | 1663189 | 6 | 09/26/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Ryland Mathews | 1314735 | 2 | 09/22/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brent David Cline | 4809313 | 1 | 09/22/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |