Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Brendel | 1804805 | 2 | 10/09/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Timothy W William Seeger | 2969175 | 1 | 10/09/2008 | Customer Dispute | Withdrawn | $37,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 10/09/2008 | Customer Dispute | Withdrawn | $34,678.40 | $0.00 | See FINRA Report |
| Stanley J Helm | 2263370 | 1 | 10/08/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Richard Ostrander | 1794204 | 1 | 10/08/2008 | Customer Dispute | Withdrawn | $31,946.00 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 10/08/2008 | Customer Dispute | Withdrawn | $18,565.00 | $0.00 | See FINRA Report |
| David C Volpe | 4220889 | 2 | 10/07/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert John Tassone | 4225013 | 1 | 10/07/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Joseph Weikart | 2070701 | 1 | 10/06/2008 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| Patricia Patricia Holder | 2894768 | 1 | 10/03/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |