Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph A Presa | 1207548 | 1 | 10/23/2008 | Customer Dispute | Withdrawn | $9,147.53 | $0.00 | See FINRA Report |
| Michael Daniel Cox | 2471862 | 1 | 10/22/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lisa Jeanine Wilson | 4481955 | 1 | 10/21/2008 | Customer Dispute | Withdrawn | $8,531.95 | $0.00 | See FINRA Report |
| John Dwight Brewer | 1017982 | 2 | 10/20/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony William Frigoletto | 2902070 | 3 | 10/17/2008 | Customer Dispute | Withdrawn | $20,201.90 | $0.00 | See FINRA Report |
| Nicholas Alfred Maurillo | 1099047 | 3 | 10/15/2008 | Customer Dispute | Withdrawn | $83,632.00 | $0.00 | See FINRA Report |
| Robert Louis Iglehart | 2212056 | 2 | 10/13/2008 | Customer Dispute | Withdrawn | $12,782.70 | $0.00 | See FINRA Report |
| Carlo Anthony Panaccione | 1531543 | 2 | 10/13/2008 | Customer Dispute | Withdrawn | $1,700,000.00 | $0.00 | See FINRA Report |
| Gene David Goldberg | 5120003 | 1 | 10/12/2008 | Customer Dispute | Withdrawn | $17,338.50 | $0.00 | See FINRA Report |
| Herbert Ivan Goldberg | 223932 | 1 | 10/12/2008 | Customer Dispute | Withdrawn | $17,338.50 | $0.00 | See FINRA Report |