Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Douglas Schmidt | 4723780 | 1 | 11/21/2008 | Customer Dispute | Withdrawn | $32,385.80 | $0.00 | See FINRA Report |
| Todd Kirk Volkart | 2594317 | 3 | 11/20/2008 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| John Edward Hickey | 2034994 | 2 | 11/20/2008 | Customer Dispute | Withdrawn | $470.00 | $0.00 | See FINRA Report |
| Thomas Edward Smith | 2272962 | 2 | 11/19/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Richard Earl McElreath | 3034037 | 1 | 11/19/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shane Todd Sherwood | 4041952 | 1 | 11/18/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| David Scott Culver | 2851437 | 1 | 11/17/2008 | Customer Dispute | Withdrawn | $265,643.00 | $0.00 | See FINRA Report |
| Timothy Christian Osgood | 2090001 | 1 | 11/16/2008 | Customer Dispute | Withdrawn | $16,096.00 | $0.00 | See FINRA Report |
| Michael Glen Bailey | 1295998 | 2 | 11/12/2008 | Customer Dispute | Withdrawn | $330,000.00 | $0.00 | See FINRA Report |
| Nicholas John Giacoumakis | 1887595 | 5 | 11/11/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |