Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmor Elaine Boslet | 1318919 | 11 | 12/15/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Roger Edward Kiger | 2857337 | 1 | 12/11/2008 | Customer Dispute | Withdrawn | $450,000.00 | $0.00 | See FINRA Report |
| Kevin A Painter | 4332055 | 1 | 12/11/2008 | Customer Dispute | Withdrawn | $450,000.00 | $0.00 | See FINRA Report |
| Cesar Francisco Ferrer Sevilla | 3185823 | 2 | 12/09/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Frank Dean Barber | 1738443 | 12 | 12/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Haney | 4869021 | 2 | 12/04/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Brewster | 2470914 | 1 | 12/02/2008 | Customer Dispute | Withdrawn | $480,000.00 | $0.00 | See FINRA Report |
| Gregory Clint Musick | 4447602 | 2 | 11/24/2008 | Customer Dispute | Withdrawn | $8,486.79 | $0.00 | See FINRA Report |
| Joseph Austin Dooley | 1319948 | 4 | 11/24/2008 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Thomas Girvan Davies | 832628 | 1 | 11/21/2008 | Customer Dispute | Withdrawn | $32,385.80 | $0.00 | See FINRA Report |