Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Ray Whitehead | 2513482 | 1 | 01/12/2009 | Customer Dispute | Withdrawn | $8,961.00 | $0.00 | See FINRA Report |
| Robert David Norman | 349162 | 5 | 01/12/2009 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
| J J Wood | 2371315 | 1 | 01/08/2009 | Customer Dispute | Withdrawn | $37,774.00 | $0.00 | See FINRA Report |
| Samuel Douglas Cornell | 1790408 | 5 | 01/08/2009 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Steven Phillip Margulin | 2373728 | 1 | 01/05/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Amal Benbrahim | 1861109 | 3 | 12/31/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Michael Goordman | 1528811 | 1 | 12/30/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Diego Alejandro Velasquez | 4336308 | 4 | 12/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Moore | 1232109 | 1 | 12/18/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Darvin | 2633286 | 1 | 12/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |