Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Peter Secret | 2365159 | 1 | 02/18/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Tracey Shoup | 1547801 | 2 | 02/18/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Maryann Alice Kelly | 3140620 | 1 | 02/06/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David John Merola | 2323537 | 4 | 02/05/2009 | Customer Dispute | Withdrawn | $10,616.80 | $0.00 | See FINRA Report |
| Yahaira Torres-Siaca | 3057465 | 1 | 02/03/2009 | Customer Dispute | Withdrawn | $9,500.00 | $0.00 | See FINRA Report |
| Robert James Ferrari | 2269841 | 1 | 01/29/2009 | Customer Dispute | Withdrawn | $47,000.80 | $0.00 | See FINRA Report |
| Christopher Michael Hicks | 1843451 | 2 | 01/23/2009 | Customer Dispute | Withdrawn | $59,000.00 | $0.00 | See FINRA Report |
| Gary Louis Ran | 1008774 | 5 | 01/22/2009 | Customer Dispute | Withdrawn | $2,125,000.00 | $0.00 | See FINRA Report |
| Mark Chris Alcala | 2535867 | 1 | 01/21/2009 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| David Emanuel Scheur | 2660769 | 2 | 01/16/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |