Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Jeremy MacFarlane | 5170069 | 1 | 03/03/2009 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Rodrigo Idarraga | 2629723 | 2 | 03/03/2009 | Customer Dispute | Withdrawn | $7,747.65 | $0.00 | See FINRA Report |
| Vernon Reinach Hanssen | 4644103 | 1 | 03/03/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio de La Lama | 4273057 | 1 | 03/03/2009 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
| Alejandro Rotundo | 4627887 | 3 | 03/03/2009 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 02/27/2009 | Customer Dispute | Withdrawn | $48,465.10 | $0.00 | See FINRA Report |
| Steven Michael Coplin | 1999548 | 2 | 02/27/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Dewitt Bass | 2958458 | 1 | 02/25/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Scott Nadell | 2223610 | 1 | 02/24/2009 | Customer Dispute | Withdrawn | $9,960.00 | $0.00 | See FINRA Report |
| Nathaniel Fields Burne | 2400125 | 1 | 02/21/2009 | Customer Dispute | Withdrawn | $261,856.00 | $0.00 | See FINRA Report |