Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terence Douglas Welsh | 2270902 | 4 | 03/19/2009 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Alan A Melamed | 2834475 | 2 | 03/18/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Pezzano | 1782084 | 1 | 03/17/2009 | Customer Dispute | Withdrawn | $7,221.00 | $0.00 | See FINRA Report |
| Curtis Charles Miller | 1402739 | 2 | 03/12/2009 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Umbaugh | 4299073 | 3 | 03/12/2009 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 03/10/2009 | Customer Dispute | Withdrawn | $82,500.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 03/09/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Levinsohn | 308084 | 2 | 03/06/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Jon Sartorius | 1056097 | 2 | 03/06/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Lee Hardin Gillock | 1220207 | 1 | 03/05/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |