Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy Lynn Butts | 1750441 | 3 | 04/19/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bradley Theodore Forman | 1186857 | 4 | 04/07/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Lucas | 712957 | 3 | 04/06/2009 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| George Franklin Fisher | 3266677 | 4 | 03/31/2009 | Customer Dispute | Withdrawn | $4,000,000.00 | $0.00 | See FINRA Report |
| Michael Robert Leonard | 1260610 | 4 | 03/30/2009 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Harold Andrew Kranick | 2340618 | 1 | 03/27/2009 | Customer Dispute | Withdrawn | $78,253.00 | $0.00 | See FINRA Report |
| Michael Marlowe | 2246020 | 2 | 03/27/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jon Bruce Schultz | 1869304 | 2 | 03/23/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Tracy Garcia Applewhite | 2338659 | 1 | 03/19/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Troy Charles Jordan | 819125 | 1 | 03/19/2009 | Customer Dispute | Withdrawn | $90,000.00 | $0.00 | See FINRA Report |