Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Alan Adamsky | 2933918 | 3 | 05/13/2009 | Customer Dispute | Withdrawn | $53,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Davis | 1166221 | 1 | 05/12/2009 | Customer Dispute | Withdrawn | $917.50 | $0.00 | See FINRA Report |
| Jon Raymon Hulsey | 3014289 | 1 | 05/07/2009 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth William van Leeuwen | 734389 | 1 | 05/05/2009 | Customer Dispute | Withdrawn | $700,000.00 | $0.00 | See FINRA Report |
| James Patrick Panos | 4135718 | 2 | 05/04/2009 | Customer Dispute | Withdrawn | $5,701.85 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 04/30/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 04/28/2009 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| John William Wood | 472006 | 2 | 04/22/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Francis Albert Bautz | 3217237 | 2 | 04/21/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Howard Albert Cohn | 2617907 | 1 | 04/20/2009 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |