Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery D Keefer | 1290782 | 2 | 06/23/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Michael Cohen | 50061 | 3 | 06/23/2009 | Customer Dispute | Withdrawn | $1,125,720.00 | $0.00 | See FINRA Report |
| Michael Allen Illi | 2760721 | 3 | 06/15/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 06/08/2009 | Customer Dispute | Withdrawn | $14,000,000.00 | $0.00 | See FINRA Report |
| Roger Austin Moss | 2180612 | 1 | 06/04/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Lesondak | 2996302 | 2 | 06/04/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Ioannis Koronakis | 2765235 | 1 | 05/28/2009 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Lawrence Richard Brockman | 1126810 | 6 | 05/27/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Amidei | 2965820 | 3 | 05/26/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Ivan Greenspan | 1130269 | 7 | 05/13/2009 | Customer Dispute | Withdrawn | $53,000.00 | $0.00 | See FINRA Report |