Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Arnall Morrison | 2192549 | 4 | 11/23/2009 | Customer Dispute | Withdrawn | $22,411.30 | $0.00 | See FINRA Report |
| Joshua A Silverman | 4453599 | 1 | 11/23/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Norman Tallal Turfe | 2218884 | 3 | 11/20/2009 | Customer Dispute | Withdrawn | $21,000.00 | $0.00 | See FINRA Report |
| Michael Curt Schwartz | 2240459 | 1 | 11/16/2009 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Julie Lyn Betoni | 4535597 | 1 | 11/13/2009 | Customer Dispute | Withdrawn | $26,000.00 | $0.00 | See FINRA Report |
| John Tim Foshee | 1739534 | 2 | 11/12/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Gabelli | 1008994 | 4 | 11/12/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ozgur Karaosmanoglu | 1439921 | 3 | 11/08/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Legrand Hutchison | 1225797 | 13 | 11/02/2009 | Customer Dispute | Withdrawn | $6,797.02 | $0.00 | See FINRA Report |
| Brian Seth Katz | 2285980 | 2 | 10/27/2009 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |