Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Anthony Ward | 2158290 | 1 | 01/27/2010 | Customer Dispute | Withdrawn | $490,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Augspurger | 1882111 | 2 | 01/27/2010 | Customer Dispute | Withdrawn | $686,000.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 01/26/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Arthur William Devonmille | 729324 | 2 | 01/26/2010 | Customer Dispute | Withdrawn | $11,364.20 | $0.00 | See FINRA Report |
| Patrick Jay Wardian | 5500315 | 1 | 01/25/2010 | Customer Dispute | Withdrawn | $643,069.00 | $0.00 | See FINRA Report |
| William Russell Lloyd | 1995407 | 3 | 01/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Craig Scott Morgan | 820942 | 2 | 01/15/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Roth | 4382114 | 1 | 01/14/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Victoria Lynn Mueller | 1269929 | 1 | 01/04/2010 | Customer Dispute | Withdrawn | $15,769.20 | $0.00 | See FINRA Report |
| Douglas Leonard Bowcock | 2142529 | 1 | 12/29/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |