Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Scott Keller | 1022549 | 1 | 03/08/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Wilson | 2398078 | 2 | 02/23/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 02/22/2010 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Doreen Emily Schmidt | 4930937 | 4 | 02/16/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Allen Davis | 1649561 | 2 | 02/10/2010 | Customer Dispute | Withdrawn | $11,450,000.00 | $0.00 | See FINRA Report |
| Craig Smith Senn | 866245 | 5 | 02/02/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Erdal | 1111739 | 2 | 02/02/2010 | Customer Dispute | Withdrawn | $68,581.00 | $0.00 | See FINRA Report |
| Anthony Arnall Morrison | 2192549 | 4 | 02/01/2010 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Andrew Craig Umbach | 4658279 | 1 | 01/28/2010 | Customer Dispute | Withdrawn | $19,920.00 | $0.00 | See FINRA Report |
| Dennis Dale Mesward | 2747954 | 1 | 01/27/2010 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |