Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Koko R Hunt | 4310446 | 5 | 03/25/2010 | Customer Dispute | Withdrawn | $114,000.00 | $0.00 | See FINRA Report |
| Richard Lewis Williams | 2071231 | 1 | 03/25/2010 | Customer Dispute | Withdrawn | $114,000.00 | $0.00 | See FINRA Report |
| Edward Lonnie Dover | 1514033 | 10 | 03/25/2010 | Customer Dispute | Withdrawn | $3,978,250.00 | $0.00 | See FINRA Report |
| Paul Drees Haag | 1731564 | 4 | 03/22/2010 | Customer Dispute | Withdrawn | $750,000.00 | $0.00 | See FINRA Report |
| David Allen Kroeninger | 1326537 | 1 | 03/18/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| William Francis Gillis | 1198878 | 24 | 03/15/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Barbosa-MacHado | 2948473 | 2 | 03/12/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Mark Nevin | 2460059 | 10 | 03/08/2010 | Customer Dispute | Withdrawn | $73,000.00 | $0.00 | See FINRA Report |
| James Morris Jones | 1238944 | 1 | 03/08/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Erik Zenker | 2711588 | 5 | 03/08/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |