Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Norman Valentine | 452241 | 5 | 04/28/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Daniel G Raupp | 1971043 | 3 | 04/28/2010 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Peter Paul Jung | 4321311 | 1 | 04/28/2010 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Frank Baggio | 2032490 | 2 | 04/28/2010 | Customer Dispute | Withdrawn | $72,381.40 | $0.00 | See FINRA Report |
| George William Kruth | 276085 | 1 | 04/23/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joe Howard Hamilton | 716146 | 30 | 04/22/2010 | Customer Dispute | Withdrawn | $244,781.00 | $0.00 | See FINRA Report |
| James Douglas Harris | 2223899 | 3 | 04/20/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Roy Heddinger | 1415261 | 4 | 04/07/2010 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 04/05/2010 | Customer Dispute | Withdrawn | $52,500.00 | $0.00 | See FINRA Report |
| Ann R Wang | 4768787 | 3 | 03/31/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |