Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Jay Handler | 1985218 | 9 | 05/24/2010 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Dominic Lopez | 2688403 | 1 | 05/21/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Donald Perkin | 3127791 | 2 | 05/21/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Golan Yehuda | 2985340 | 1 | 05/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Hunter Davidson Brownlie | 2349976 | 2 | 05/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Beverly Jean McIntyre | 1009881 | 1 | 05/15/2010 | Customer Dispute | Withdrawn | $1,100,000.00 | $0.00 | See FINRA Report |
| Lois Sherman Cartwright | 1037657 | 2 | 05/10/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mirela Elliott | 4822431 | 3 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See FINRA Report |
| Fred Bogar Smith | 427575 | 9 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See FINRA Report |