Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph Everson | 4077766 | 1 | 06/23/2010 | Customer Dispute | Withdrawn | $28,000.00 | $0.00 | See FINRA Report |
| Mary Louise Hennigan | 1160406 | 1 | 06/22/2010 | Customer Dispute | Withdrawn | $235,000.00 | $0.00 | See FINRA Report |
| John Dwight Brewer | 1017982 | 2 | 06/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 06/21/2010 | Customer Dispute | Withdrawn | $173,399.00 | $0.00 | See FINRA Report |
| John Whittemore Stokes | 1292219 | 2 | 06/17/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Stephen Jancisin | 841868 | 3 | 06/17/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Terry Clark Hughes | 1275837 | 3 | 06/17/2010 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See FINRA Report |
| Haygood Paterson Seawell | 2670707 | 5 | 06/14/2010 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| John Howard Kopeck | 2366882 | 2 | 06/14/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Jay Schoff | 2232419 | 2 | 06/01/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |