Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Edward Mazza | 2292942 | 2 | 07/14/2010 | Customer Dispute | Withdrawn | $61,010.20 | $0.00 | See FINRA Report |
| Andrew R Cherna | 1287052 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Louis Scari | 1330172 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian William McDonald | 1670019 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James P Demare | 2164206 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John William Murray | 2181690 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rodney Wayne Hotz | 1096324 | 1 | 07/08/2010 | Customer Dispute | Withdrawn | $90,000.00 | $0.00 | See FINRA Report |
| Cary Gilbreth Beck | 1061571 | 1 | 07/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Lyle Wetzel | 1490148 | 7 | 07/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Michael Armour | 705645 | 4 | 07/06/2010 | Customer Dispute | Withdrawn | $332,011.00 | $0.00 | See FINRA Report |