Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Patrick Mitchell | 4330798 | 1 | 08/18/2010 | Customer Dispute | Withdrawn | $112,625.00 | $0.00 | See FINRA Report |
| Dale Alan Friesen | 3216362 | 1 | 08/16/2010 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Seth Luera | 3118251 | 1 | 08/16/2010 | Customer Dispute | Withdrawn | $51,744.10 | $0.00 | See FINRA Report |
| Luis Jesus Fondevila | 1258014 | 1 | 08/15/2010 | Customer Dispute | Withdrawn | $9,623.38 | $0.00 | See FINRA Report |
| Tim Lee Henke | 4996198 | 1 | 08/11/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bryan Roger Daniel | 2224568 | 4 | 08/02/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Harry Hanover Bayer | 1045432 | 1 | 08/01/2010 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Andrew Barry Schultz | 2084168 | 7 | 07/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Evan Richard Wuhl | 867812 | 17 | 07/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Stephen Weiss | 1097536 | 1 | 07/15/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |