Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Bronton | 1552976 | 1 | 09/13/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Alan Wayne Swafford | 1127275 | 1 | 09/13/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Derek Grant Deguire | 3162351 | 3 | 09/09/2010 | Customer Dispute | Withdrawn | $68,403.00 | $0.00 | See FINRA Report |
| Thomas Duane Gier | 2715457 | 2 | 09/09/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Daniel Gregory | 2801852 | 1 | 09/03/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 08/31/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 08/31/2010 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Erik William Brenner | 2502052 | 1 | 08/30/2010 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Christopher John Valus | 5081297 | 1 | 08/24/2010 | Customer Dispute | Withdrawn | $8,872.50 | $0.00 | See FINRA Report |
| David Richard Pasciak | 735100 | 2 | 08/24/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |