Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Alan Biebel | 722143 | 1 | 11/30/-0001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Benedict Ming Chi Choi | 722484 | 2 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Fotis Valliades | 726555 | 10 | 11/30/-0001 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Ben A Johnson | 803318 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ramon Luis Dominguez Thomas | 839486 | 7 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Gornto | 841493 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Alekman | 865330 | 3 | 11/30/-0001 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Paul Michael Alekman | 865330 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Stafford Thurmond | 870133 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |