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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 58,821-58,830 out of 58,847 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Stafford Eckhardt75264611/30/-0001Customer DisputeSettled$44,000.00$0.00See FINRA Report
Doyle Lavern Holmes1556260611/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Doyle Lavern Holmes1556260611/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Marion P Porter Brawley856366811/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Marion P Porter Brawley856366811/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Wallace Brian MacDermott315695611/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Brian Derek Kingshill1371915111/30/-0001Customer DisputeSettled$23,570.00$0.00See FINRA Report
Peter G Hart238684211/30/-0001Customer DisputeSettled$24,247.00$0.00See FINRA Report
Mark Joseph Hughes1752908211/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
David Peter Halsch728633111/30/-0001Customer DisputeSettled$40,000.00$0.00See FINRA Report

58,847 Results

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