Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph George Thomas | 445260 | 9 | 11/30/-0001 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert E Barnard | 1101523 | 7 | 11/30/-0001 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Robert Frederic Limmer | 1445011 | 1 | 11/30/-0001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Gary David Fogel | 1076396 | 1 | 11/30/-0001 | Customer Dispute | Settled | $8,180.00 | $0.00 | See FINRA Report |
| Mark Alan Kronenfeld | 1201140 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Hugh Kessel | 722387 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,600.00 | $0.00 | See FINRA Report |
| Rochelle Cohen | 702493 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirk H Love | 717443 | 3 | 11/30/-0001 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Kirk H Love | 717443 | 3 | 11/30/-0001 | Customer Dispute | Settled | $24,050.00 | $0.00 | See FINRA Report |