Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel D Agorastos | 1823 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Frederick Brennan | 821647 | 17 | 11/30/-0001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Constandinno Nick Petsas | 1289468 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Wayne Lollis | 1194059 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Walter Oliphant | 848002 | 5 | 11/30/-0001 | Customer Dispute | Settled | $24,978.60 | $0.00 | See FINRA Report |
| Jon N Davidson | 61590 | 1 | 11/30/-0001 | Customer Dispute | Settled | $6,137.00 | $0.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Kelly Levi | 862732 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glen Warren Darby | 1197949 | 2 | 11/30/-0001 | Customer Dispute | Settled | $38,582.00 | $0.00 | See FINRA Report |