Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Anderson Gunter | 1531537 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $513,780.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $514,445.00 | $0.00 | See FINRA Report |
| James Michael Kearney | 727845 | 5 | 11/30/-0001 | Customer Dispute | Settled | $203,041.00 | $0.00 | See FINRA Report |
| James Michael Kearney | 727845 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Solomon | 1199222 | 1 | 11/30/-0001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Steven Mark Beatty | 1259282 | 1 | 11/30/-0001 | Customer Dispute | Settled | $24,980.00 | $0.00 | See FINRA Report |
| Todd Richard Kingsley | 1157001 | 2 | 11/30/-0001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jerome David Winnick | 470061 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Ryan Gabrielson | 1547833 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |