Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Perry Joseph Lyons | 315440 | 1 | 04/22/1974 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Webb Fellows | 206062 | 4 | 02/26/1974 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Leonard Heimowitz | 241866 | 8 | 06/01/1973 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Peter Krueger | 275918 | 5 | 05/01/1973 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Strainer | 437914 | 4 | 02/28/1973 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Timothy Collins | 51366 | 6 | 01/24/1973 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 12/01/1972 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Theodore Stagg | 433193 | 9 | 04/13/1970 | Customer Dispute | Settled | $167,773.00 | $0.00 | See FINRA Report |
| Ronald Mark Berman | 19728 | 12 | 01/01/1969 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Langdon Bailey | 10165 | 4 | 03/01/1968 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |