Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis Buckley | 34503 | 4 | 12/01/1978 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Michael George O'Dair | 350959 | 3 | 10/01/1978 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Coffin | 843347 | 2 | 06/14/1978 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald John Backe | 9686 | 1 | 10/12/1977 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| David Saul Minker | 336377 | 8 | 10/01/1977 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Rex Ritzman | 400331 | 3 | 07/01/1977 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emanuel Edward Marmer | 320363 | 2 | 04/07/1977 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Herbert Armin Reznikoff | 1066895 | 9 | 02/24/1977 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Rex Ritzman | 400331 | 3 | 09/01/1976 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Sidney Pareira | 356287 | 5 | 06/04/1976 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |