Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Berry Smith | 428859 | 7 | 12/01/1979 | Customer Dispute | Settled | $208,321.00 | $0.00 | See FINRA Report |
| Monroe Joseph Citrenbaum | 47125 | 2 | 10/01/1979 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 07/01/1979 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Christopher Stephen Pilalas | 812714 | 7 | 06/23/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Reed Felton | 830224 | 1 | 06/01/1979 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| Fred Joseph Gennelly | 823668 | 2 | 02/02/1979 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Gerald W Good | 833143 | 2 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larmon Parker | 2207903 | 1 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |