Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Albin Everson | 203326 | 2 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Loren Jolly | 260799 | 1 | 12/30/1980 | Customer Dispute | Settled | $42,681.70 | $0.00 | See FINRA Report |
| Herbert A Roemmele | 402535 | 5 | 12/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Ryan Thornbury | 446324 | 4 | 11/01/1980 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Galluzzo | 841591 | 3 | 11/01/1980 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| John Christopher Shannon | 419934 | 1 | 10/17/1980 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 09/30/1980 | Customer Dispute | Settled | $56,801.00 | $0.00 | See FINRA Report |
| Charles David Kreider | 1065388 | 2 | 05/20/1980 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Robert Mac Gowan Tobey | 447418 | 2 | 05/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Carroll Labbe | 300036 | 4 | 04/28/1980 | Customer Dispute | Settled | $84,400.00 | $0.00 | See FINRA Report |